Cross-Border Investigations: Policy, Enforcement, and Compliance (Part 1)

Presenters:

Claudius Sokenu Marathon Petroleum Corporation, Deputy General Counsel, Global Head of Litigation, and Global Head of Ethics and Compliance

Kevin Harnisch Norton Rose Fulbright, Partner

Carlos Rainer Norton Rose Fulbright, Partner

Kimberley Caine Norton Rose Fulbright, Senior Counsel

Categories:

Regulatory Compliance

Antitrust

Government Investigations

Program Level: Intermediate

Duration: 61 Minutes

Delivery Date: November 6, 2018

Release Date: Jan 23, 2019

Program Description

Part one of this program provides an overview of key enforcement trends, priorities, and risks relating to the FCPA, US sanctions, and antitrust, including discussion on DOJ’s Corporate Enforcement and “Piling On” policies, the Yates Memo and individual liability, multi-jurisdictional and interagency coordination, and the evolving US sanctions landscape. Presenters also discuss the nuts and bolts of managing a cross-border investigation, including initial considerations upon receipt of a subpoena and common obstacles, such as privilege and data privacy.

 

Learning Objectives

Understand key policy, enforcement, and compliance considerations relating to cross-border investigations.

 

Agenda

–  Intro
–  Key enforcement trends, priorities, and risks (FCPA, OFAC, antitrust)
–  Nuts and bolts of managing a cross-border investigation
–  Closing remarks

 

CLE Info

This program is currently available for general credit in the following states:

Alabama
Alaska
Arizona
California
Connecticut
Georgia
Hawaii*
Illinois
Mississippi
Missouri
Nevada
New Hampshire
New Jersey*
New York
North Carolina
North Dakota
Pennsylvania
Tennessee
Texas
Vermont
West Virginia
Wisconsin

 

In addition, we have applied for credit in the following states, and will promptly update the list above as the program is approved in each such state:

Colorado
Indiana
Minnesota
Ohio
Oregon

Washington

*In Hawaii and New Jersey, we rely on their reciprocity policies pursuant to which our programs are deemed accredited once they are approved in the various reciprocity states where we apply such as California, Illinois, New York, Pennsylvania and Texas.

For information on attendance reporting, please refer to the CLE Info page.

 

Presenters:

Claudius Sokenu
Deputy General Counsel, Global Head of Litigation, and Global Head of Ethics and Compliance, Marathon Petroleum Corporation

Kevin Harnisch
Partner, Norton Rose Fulbright

Carlos Rainer
Partner, Norton Rose Fulbright

Kimberley Caine
Senior Counsel, Norton Rose Fulbright

Categories:

Regulatory Compliance

Antitrust

Government Investigations

Program Level: Intermediate

Duration: 61 Minutes

Delivery Date: November 6, 2018

Release Date: Jan 23, 2019