Cross-Border Investigations: Policy, Enforcement, and Compliance (Part 2)

Presenters:

Claudius Sokenu Marathon Petroleum Corporation, Deputy General Counsel, Global Head of Litigation, and Global Head of Ethics and Compliance

Kevin Harnisch Norton Rose Fulbright, Partner

Carlos Rainer Norton Rose Fulbright, Partner

Kimberly Caine Norton Rose Fulbright, Senior Counsel

Categories:

Investigations

Program Level: Intermediate

Duration: 60 minutes

Recorded On: November 6, 2018

Program Description

In part two of this program, presenters continue to discuss the nuts and bolts of managing a cross-border investigation, including what it means to fully cooperate, how to evaluate whether to self-disclose, and when to conclude an investigation. Presenters also discuss how the compliance function has evolved, the tangible benefits of investing in a robust compliance program, best practices for developing and implementing a compliance program, how to evaluate the sufficiency of due diligence, what it means to have an effective tone at the top, and lessons learned from recent enforcement actions.

Learning Objectives

Understand key policy, enforcement, and compliance considerations relating to cross-border investigations.

Agenda

– Intro
– Nuts and bolts of managing a cross-border investigation
– Compliance “do’s and don’ts” and best practices
– Closing remarks

CLE Info

This program is also currently available for 1.0 general credit in the following states:

Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Georgia
Hawaii*
Illinois
Indiana
Minnesota
Mississippi
Missouri
Nevada
New Hampshire
New Jersey*
New Mexico
New York
North Carolina
North Dakota
Oklahoma
Oregon
Pennsylvania
Tennessee
Texas
Vermont
Washington
West Virginia

*In Hawaii and New Jersey, we rely on their reciprocity policies pursuant to which our programs are deemed accredited once they are approved in the various reciprocity states where we apply such as California, Illinois, New York, Pennsylvania and Texas.

Presenters:

Claudius Sokenu
Deputy General Counsel, Global Head of Litigation, and Global Head of Ethics and Compliance, Marathon Petroleum Corporation

Kevin Harnisch
Partner, Norton Rose Fulbright

Carlos Rainer
Partner, Norton Rose Fulbright

Kimberly Caine
Senior Counsel, Norton Rose Fulbright

Categories:

Investigations

Program Level: Intermediate

Duration: 60 minutes

Recorded On: November 6, 2018